Effective July 1, 2012, the final service provider fee disclosure regulations under ERISA Section 408(b)(2) must be met. These ERISA regulations are for both existing and new service arrangements. Under these regulations, Registered Investment Advisers (RIAs) and Broker Dealers (BDs) must disclose certain information to the responsible plan fiduciary, including services provided to the covered plan, fiduciary status, and direct and indirect compensation
Recent Posts
- Onboarding Isn’t Paperwork—It’s a Launchpad for Growth
- Why Leadership Training Is the #1 Growth Differentiator
- Delivering Payroll — How to Pay Employees Accurately, Securely, and On Time
- New York Sets Official 401(k) Compliance Deadlines: What Employers Need to Do in 2026
- Retirement Plans Move from “Optional” to “Mandatory”: What SMB Leaders Need to Know
