Blog - Employee Retirement Income Security Act (ERISA) Service Provider Fee Disclosures

Employee Retirement Income Security Act (ERISA) Service Provider Fee Disclosures

Effective July 1, 2012, the final service provider fee disclosure regulations under ERISA Section 408(b)(2) must be met. These ERISA regulations are for both existing and new service arrangements. Under these regulations, Registered Investment Advisers (RIAs) and Broker Dealers (BDs) must disclose certain information to the responsible plan fiduciary, including services provided to the covered plan, fiduciary status, and direct and indirect compensation

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